Determine Your Status as a Professional or Non-professional
To qualify as a Non-Professional subscriber, you (Applicant) must meet the following criteria:
- Applicant is making this application and agreement in his or her individual capacity and not on behalf of a firm.
- Applicant shall use the information solely in connection with his or her individual personal investment activities and not in connection with any trade or business activities.
- Applicant shall receive the information only at the location and shall not furnish the information to any other person.
- Applicant is not a securities broker-dealer, investment advisor, futures commission merchant, commodities introducing broker or commodity trading advisor, member of a securities exchange or association or futures contract market, or an owner, partner or associated person of any of the foregoing.
- Applicant is not employed by a bank or an insurance company or an affiliate of either to perform functions related to securities or commodity futures investment or trading activity.